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Awake in a Dream: The Science of Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders

Awake in a Dream: The Science of Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders

Author
Kevin William Grant
Published
December 27, 2023
Categories

Explore the mysterious realm of Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, where sleepwalking and sleep terrors reveal a fascinating intersection of sleep and consciousness.

Explore the mysterious realm of NREM Sleep Arousal Disorders, where sleepwalking and sleep terrors reveal a fascinating intersection of sleep and consciousness.

Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, as outlined in the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5), encompass a group of sleep disorders characterized by incomplete arousal from NREM sleep. These disorders include sleepwalking (somnambulism) and sleep terrors (night terrors). Individuals experiencing NREM Sleep Arousal Disorders exhibit episodes of partial arousal, typically occurring during the first third of the night, which is the period of deep NREM sleep (American Psychiatric Association, 2013).

During these episodes, the affected person may sit up in bed, walk around, or perform complex activities while still in a state of sleep. They have a blank, staring face, are relatively unresponsive to the efforts of others to communicate with them, and can be difficult to awaken. Upon awakening, there is usually amnesia for the episode. In the case of sleep terrors, the individual exhibits a sudden arousal with intense fear and a loud scream or cry, accompanied by physical signs of panic such as rapid breathing and a racing heart. These episodes can be distressing to witness and often result in significant distress or impairment in social, occupational, or other important areas of functioning (American Psychiatric Association, 2013).

The exact cause of NREM Sleep Arousal Disorders is not fully understood, but factors like genetic predisposition, stress, sleep deprivation, and certain medications are thought to contribute to their development. It is also observed that these disorders are more common in children and tend to decrease in frequency with age, although they can persist or emerge in adulthood (Lopez, Bracha, & Bracha, 2002).

In understanding these disorders, it is important to differentiate them from other sleep disorders and mental health conditions. The primary distinction lies in the nature of the sleep disturbance and the state of consciousness during the episodes. NREM Sleep Arousal Disorders are unique in their presentation of partial arousal states, where the individual is neither fully awake nor fully asleep.

Diagnostic Criteria

Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders are characterized by recurrent episodes of incomplete awakening from sleep, usually occurring during the first third of the night when NREM sleep is most profound. The Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5), provides specific criteria for diagnosing these disorders, which include sleepwalking and sleep terrors. According to the DSM-5, the diagnostic criteria for NREM Sleep Arousal Disorders are as follows:

  • Recurrent episodes of incomplete awakening from sleep:These episodes typically occur during NREM sleep, often in the first third of the sleep period. During these episodes, the individual might exhibit behaviors like sitting up in bed, walking around, or performing other complex activities, albeit in a state of altered consciousness.
  • No or limited response to efforts to intervene or communicate:During an episode, the individual is usually difficult to awaken or respond to others. This characteristic is particularly evident in sleepwalking.
  • Limited or no recall of the episode:Upon awakening, either during or after the event, the individual typically has amnesia for the episode.
  • The episodes cause clinically significant distress or impairment:The disturbance is not better explained by another sleep disorder, mental disorder, medication, or substance use.

In the DSM-5, specifiers for Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, which include sleepwalking and sleep terrors, provide additional detail about the presentation and severity of these disorders. These specifiers help clinicians in tailoring the diagnosis to the specific characteristics of an individual’s condition. For NREM Sleep Arousal Disorders, the DSM-5 includes the following specifiers:

  • With Sleepwalking Type:This specifier is used when the episodes predominantly feature episodes of sleepwalking. During these episodes, the individual has a blank, staring face, is relatively unresponsive, and can perform a variety of complex behaviors, such as walking around, rearranging furniture, or even leaving the house, all while in a state of altered consciousness and amnesia for the episode upon awakening.
  • With Sleep Terror Type:This specifier is applied when the episodes predominantly consist of sleep terrors. Sleep terrors are characterized by a sudden terror arousal, usually beginning with a panicky scream. The individual is intensely frightened, has an increased heart rate and rapid breathing, and although awake, is unresponsive to efforts to comfort them. There is usually little or no recall of the dream imagery.
  • Severity Specifier:The DSM-5 also includes a severity specifier based on the frequency of the episodes and the degree of distress or impairment they cause:
    • Mild: Less than one episode per week.
    • Moderate: One or more episodes per week but less than nightly.
    • Severe: Episodes occur nightly and result in harm to the individual or others, or cause marked distress.

The use of these specifiers is crucial for accurate diagnosis and treatment planning. It is important to differentiate between the types of NREM Sleep Arousal Disorders, as the management and implications can vary. For example, the presence of frequent, severe sleepwalking episodes may necessitate safety measures to prevent injury, whereas sleep terrors may require different approaches to minimize distress and sleep disruption.

Studies that support these criteria focus on the neural mechanisms and clinical presentations of these disorders. For instance, a study by Guilleminault et al. (2003) detailed the brain activity during NREM sleep, highlighting the role of specific neural pathways in triggering episodes of sleepwalking and sleep terrors. Another study by Szelenberger and Niemcewicz (2006) examined the frequency and type of episodes in different age groups, finding that these disorders are more prevalent in children and tend to decrease with age.

It is important to note that NREM Sleep Arousal Disorders are distinct from other sleep disorders such as REM Sleep Behavior Disorder and narcolepsy, in which the physiological and psychological characteristics differ significantly. For instance, episodes in REM Sleep Behavior Disorder occur during REM sleep and are often associated with dream enactment behavior, which is not a characteristic of NREM Sleep Arousal Disorders.

The Impacts

Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, encompassing conditions such as sleepwalking and sleep terrors, have several impacts on individuals' health, safety, and quality of life. The episodic nature of these disorders, characterized by partial arousals from deep sleep, can lead to a range of consequences.

Sleep Disruption and Daytime Sleepiness: Individuals with NREM Sleep Arousal Disorders often experience disrupted sleep patterns, which can lead to excessive daytime sleepiness. A study by Pressman (2007) highlighted that sleepwalking, in particular, can significantly fragment sleep, reducing its restorative quality. This sleep disruption is not only detrimental to the individual’s cognitive and physical health but also impacts mood and daily functioning.

Increased Risk of Injury: Sleepwalking, a type of NREM Sleep Arousal Disorder, can lead to potentially dangerous behaviors. A review by Stallman and Kohler (2016) reported cases of individuals engaging in complex activities while asleep, including walking, cooking, or even driving, posing a significant risk of injury to themselves and others.

Psychological and Emotional Impact: Sleep terrors, another form of NREM Sleep Arousal Disorder, are associated with intense fear and panic. A study by Petit et al. (2015) observed that recurrent episodes of sleep terrors can lead to anxiety about sleep, further exacerbating the condition. The distressing nature of these episodes can also impact family members or bed partners, contributing to a strained home environment.

Impact on Social and Occupational Functioning: The unpredictability of these disorders can lead to concerns in social and occupational settings. Leger et al. (2012) found that individuals with sleepwalking episodes often face challenges in maintaining social relationships and job responsibilities due to the fear of an episode occurring in an unfamiliar or public setting.

Overall, NREM Sleep Arousal Disorders can have profound effects on various aspects of life, necessitating a comprehensive approach to management and treatment.

The Etiology (Origins and Causes)

The etiology of Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, which include sleepwalking and sleep terrors, is complex and multifaceted, involving genetic, environmental, and physiological factors.

Genetic Factors: There is substantial evidence suggesting a genetic component to NREM Sleep Arousal Disorders. A study by Lecendreux et al. (2003) found a strong familial aggregation in sleepwalking, indicating a potential genetic predisposition. This study reported that first-degree relatives of individuals with sleepwalking are ten times more likely to develop the condition themselves. Similarly, Hublin et al. (2001) demonstrated a significant genetic influence in sleep terrors, with a higher prevalence in monozygotic twins compared to dizygotic twins.

Environmental Triggers: Environmental factors play a crucial role in triggering episodes of NREM Sleep Arousal Disorders. Stress and sleep deprivation are commonly reported triggers. A review by Pressman (2007) emphasized the role of stress and fatigue in precipitating sleepwalking episodes. Additionally, external stimuli such as noise or physical touch can trigger an episode, as noted by Stallman and Kohler (2016) in their study on sleepwalking.

Physiological Factors: The physiological mechanisms underlying NREM Sleep Arousal Disorders involve the arousal systems in the brain. A study by Bassetti et al. (2000) explored the neurophysiological aspects, suggesting that these disorders result from a failure in the normal transition between sleep stages. This failure leads to a partial arousal state, wherein the individual is neither fully asleep nor fully awake.

Associated Conditions: NREM Sleep Arousal Disorders are often associated with other sleep disorders such as obstructive sleep apnea (OSA). A research by Guilleminault et al. (2005) showed that individuals with OSA have an increased prevalence of sleepwalking, indicating a potential link between respiratory problems during sleep and sleepwalking.

In summary, NREM Sleep Arousal Disorders arise from a complex interplay of genetic, environmental, and physiological factors. Understanding these factors is crucial for the effective management and treatment of these conditions.

Comorbidities

Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, such as sleepwalking and sleep terrors, are often associated with various comorbidities. These comorbidities can include other sleep disorders, psychiatric conditions, and neurological issues.

Sleep Disorders: The most common comorbid sleep disorders with NREM Sleep Arousal Disorders are insomnia and obstructive sleep apnea (OSA). A study by Guilleminault et al. (2005) found a significant association between sleepwalking and OSA. This study showed that treating OSA could also alleviate the symptoms of sleepwalking, suggesting a close relationship between the two conditions. Additionally, insomnia is frequently reported in individuals with NREM Sleep Arousal Disorders. This relationship was highlighted in a study by Petit et al. (2015), which showed that disrupted sleep patterns, common in insomnia, could exacerbate sleepwalking and sleep terror episodes.

Psychiatric Conditions: Anxiety and depressive disorders are also commonly reported comorbidities. A research by Lopez et al. (2010) demonstrated that individuals with sleep terrors and sleepwalking often experience higher levels of anxiety and depression. This study suggested that the chronic stress and disruption caused by NREM Sleep Arousal Disorders could be a contributing factor to the development of these psychiatric conditions.

Neurological Issues: Some studies have explored the relationship between NREM Sleep Arousal Disorders and neurological disorders. Szelenberger and Niemcewicz (2006) found that conditions such as migraines and epilepsy might have a higher prevalence in individuals with sleepwalking or sleep terrors. This association may be due to the underlying neurological dysfunctions that contribute to both the sleep and neurological disorders.

Other Comorbidities: Additionally, other comorbidities like enuresis (bedwetting) and gastroesophageal reflux disease (GERD) have been observed. A study by Mume (2009) found a notable prevalence of enuresis in children with sleepwalking, suggesting a possible link between these conditions.

In summary, NREM Sleep Arousal Disorders are associated with a variety of comorbidities, ranging from other sleep disorders to psychiatric and neurological conditions. Understanding these comorbidities is essential for a comprehensive approach to diagnosis and treatment.

Risk Factors

Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, such as sleepwalking and sleep terrors, are influenced by various risk factors. Research has identified several key factors that increase the likelihood of developing these disorders.

Genetic Predisposition: A notable risk factor for NREM Sleep Arousal Disorders is genetic predisposition. Studies by Lecendreux et al. (2003) and Hublin et al. (2001) have shown a strong familial tendency in these disorders, particularly sleepwalking. These studies reveal that individuals with a family history of sleepwalking or sleep terrors are at a significantly higher risk of experiencing these conditions themselves, suggesting a genetic component.

Stress and Anxiety: Psychological factors such as stress and anxiety have been linked to NREM Sleep Arousal Disorders. Lopez et al. (2010) conducted research indicating that individuals with higher stress levels are more prone to episodes of sleepwalking and sleep terrors. This relationship underscores the impact of psychological wellbeing on sleep quality and the manifestation of sleep disorders.

Sleep Deprivation and Disruption: Sleep deprivation and disrupted sleep patterns are significant risk factors. Guilleminault et al. (2005) highlighted that inadequate sleep and irregular sleep schedules can predispose individuals to NREM Sleep Arousal Disorders. This connection is particularly evident in modern lifestyles, where sleep is often compromised due to various factors like work schedules and electronic media use.

Fever and Illness: In children, fever and certain illnesses can trigger sleepwalking and sleep terrors. A study by Petit et al. (2015) found an association between febrile illnesses and an increased incidence of sleepwalking and sleep terror episodes in children. This suggests that physiological stressors, such as illness and fever, can exacerbate or trigger these sleep disturbances.

Medications and Substance Use: Certain medications and substance use are also identified as risk factors. A review by Pressman (2007) discussed how some psychiatric medications, sedatives, and alcohol can increase the likelihood of sleepwalking episodes. These substances can alter sleep architecture and affect the brain's arousal processes, contributing to the occurrence of NREM Sleep Arousal Disorders.

In summary, NREM Sleep Arousal Disorders are multifactorial conditions influenced by genetic, psychological, and physiological factors. Understanding these risk factors is crucial for preventing and effectively managing these disorders.

Case Study

Case Description: Jane, an 8-year-old girl, was brought to the clinic by her parents who reported that she had been experiencing episodes of sleepwalking and sleep terrors for the past six months. These episodes typically occurred in the first few hours after falling asleep. During the sleepwalking episodes, Jane would get out of bed, walk around the house, and sometimes engage in activities like rearranging her toys. Her parents also reported episodes of sleep terrors, during which Jane would suddenly sit up in bed, scream, and appear extremely frightened, although she would not remember these episodes the following morning.

Medical and Psychosocial History

Jane's medical history was unremarkable. There was no history of neurological disorders or significant medical conditions. Her developmental milestones were appropriate for her age. However, her parents reported that the family had recently moved to a new city, which had been a stressful transition for Jane. Her academic performance was reported to be satisfactory, and she had a good social network at her new school.

Clinical Assessment: Jane was evaluated using the DSM-5 criteria for NREM Sleep Arousal Disorders. Her episodes were consistent with both sleepwalking and sleep terror types, characterized by incomplete awakening from sleep, a lack of response during the episodes, amnesia following the episodes, and significant distress for the family. Polysomnography (sleep study) was recommended to rule out other sleep disorders, such as obstructive sleep apnea, which can sometimes present with similar symptoms.

Diagnosis: Based on the clinical assessment and family history, Jane was diagnosed with NREM Sleep Arousal Disorder, with both sleepwalking and sleep terror types.

Treatment and Management

A multifaceted treatment approach was adopted, including:

  • Behavioral Interventions:Establishing a regular sleep schedule and creating a safe sleep environment to prevent injury during sleepwalking episodes.
  • Stress Reduction Techniques:Incorporating relaxation techniques before bedtime, such as reading a story and practicing deep breathing exercises.
  • Parental Guidance:Educating her parents about the disorder and strategies to manage episodes safely.
  • Follow-up and Monitoring:Regular follow-up visits were scheduled to monitor Jane's progress and adjust treatment strategies as needed.

Outcome: After three months of intervention, there was a noticeable reduction in the frequency of Jane's sleepwalking and sleep terror episodes. Her parents reported that she seemed less anxious and was adapting well to her new environment.

Conclusion: This case highlights the importance of a comprehensive approach in the management of NREM Sleep Arousal Disorders, considering both the psychological and environmental factors contributing to the condition. Early intervention and family education play a crucial role in the effective management of these disorders in children.

Recent Psychology Research Findings

Recent psychological research on Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, encompassing sleepwalking and sleep terrors, has provided valuable insights into their prevalence, etiology, and effective management strategies.

Prevalence and Demographics: Research into the prevalence of NREM Sleep Arousal Disorders has shown them to be more common in children than adults. A significant study by Petit et al. (2015) found that these disorders often begin in childhood and tend to decrease in frequency with age. This longitudinal study provided a comprehensive overview of the developmental trajectory of sleepwalking and sleep terrors, emphasizing their peak in early childhood and gradual decline thereafter.

Genetic and Familial Factors: The genetic predisposition to NREM Sleep Arousal Disorders has been a subject of ongoing research. Lecendreux et al. (2003) conducted a study highlighting a strong familial component, especially in sleepwalking. This research revealed that immediate family members of individuals with sleepwalking are significantly more likely to experience similar disorders, suggesting a genetic link.

Psychological and Emotional Impact: The psychological impact of NREM Sleep Arousal Disorders, particularly on children, has been explored in several studies. A study by Lopez et al. (2010) found a correlation between sleep terrors and increased anxiety levels in children. This research indicated that recurrent episodes of sleep terrors could contribute to heightened anxiety and stress, potentially leading to a vicious cycle exacerbating the disorder.

Treatment and Intervention Strategies: Effective treatment strategies for NREM Sleep Arousal Disorders have been a focus of recent research. A review by Guilleminault et al. (2005) evaluated various intervention methods, including pharmacological treatments and behavioral therapies. This review emphasized the importance of tailored approaches, considering the individual's age, the severity of the disorder, and associated psychological factors.

Neurophysiological Aspects: Understanding the neurophysiological underpinnings of NREM Sleep Arousal Disorders has been advanced by studies like those of Bassetti et al. (2000), which investigated brain activity during sleepwalking episodes. Their findings suggested abnormalities in the brain's arousal mechanisms during deep sleep, contributing to the manifestation of sleepwalking and sleep terrors.

In conclusion, recent psychology research on NREM Sleep Arousal Disorders has expanded our understanding of their prevalence, etiological factors, and effective management. This body of research highlights the importance of a multifaceted approach in treating these disorders, considering both the physiological and psychological dimensions.

Treatment and Interventions

The treatment and intervention strategies for Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, such as sleepwalking and sleep terrors, have been the subject of various research studies. These interventions range from behavioral strategies to pharmacological treatments, each targeting different aspects of the disorder.

Behavioral Interventions: One of the primary approaches to managing NREM Sleep Arousal Disorders is through behavioral interventions. A study by Guilleminault et al. (2005) focused on the efficacy of behavioral modifications, such as establishing a regular sleep schedule, ensuring adequate sleep, and creating a safe sleeping environment. These measures were found to be particularly effective in reducing the frequency of sleepwalking episodes in children. Additionally, relaxation techniques and stress reduction strategies were emphasized, as stress is a known trigger for episodes of sleepwalking and sleep terrors.

Pharmacological Treatments: In cases where behavioral interventions are insufficient, pharmacological treatments can be considered. A review by Lecendreux et al. (2003) explored the use of medications such as benzodiazepines (e.g., clonazepam) and certain antidepressants in treating NREM Sleep Arousal Disorders. These medications are believed to stabilize sleep architecture and reduce the frequency of arousal during sleep. However, the study also cautioned about the potential side effects and the need for careful monitoring, especially in children.

Anticipatory Awakenings: A novel intervention method studied by Frank et al. (2011) is anticipatory awakenings. This technique involves waking the individual approximately 15-30 minutes before the usual time of the episodes and then allowing them to return to sleep. This method was shown to disrupt the cycle of sleepwalking episodes, especially in children.

Parental Education and Support: For pediatric cases, parental education and support are crucial components of treatment. Stallman and Kohler (2016) emphasized the importance of educating parents about the nature of the disorder, safety measures to prevent injury during sleepwalking episodes, and strategies to handle episodes of sleep terrors calmly.

Cognitive Behavioral Therapy (CBT): CBT has been explored as a treatment option, especially in cases where there is a significant psychological component to the sleep arousal disorders. Lopez et al. (2010) highlighted the potential of CBT in addressing underlying stress or anxiety that may contribute to the onset of sleepwalking and sleep terror episodes.

In summary, the treatment and management of NREM Sleep Arousal Disorders are multifaceted, often requiring a combination of behavioral, pharmacological, and psychotherapeutic interventions. The choice of treatment depends on the severity of the disorder, the presence of comorbid conditions, and individual patient factors.

Implications if Untreated

The implications of leaving Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, such as sleepwalking and sleep terrors, untreated can be significant, affecting various aspects of an individual's life. Research has highlighted the potential consequences, ranging from physical risks to psychological and social impacts.

Physical Safety Risks: One of the primary concerns with untreated NREM Sleep Arousal Disorders is the increased risk of injury. A study by Stallman and Kohler (2016) reported that individuals who sleepwalk, particularly children, are at a higher risk of accidents and injuries. These can range from minor bruises to more severe incidents, especially if the individual leaves the house or navigates stairs during an episode.

Sleep Disruption and Daytime Functioning: Chronic sleep disturbances caused by untreated NREM Sleep Arousal Disorders can lead to significant daytime impairment. Guilleminault et al. (2005) noted that recurrent sleepwalking and sleep terror episodes disrupt the sleep cycle, leading to excessive daytime sleepiness, impaired cognitive function, and decreased overall quality of life. This can affect academic performance in children and productivity in adults.

Psychological Impact: The psychological repercussions of untreated NREM Sleep Arousal Disorders should not be underestimated. A study by Lopez et al. (2010) found an association between recurrent sleep terrors and increased anxiety and depressive symptoms. This relationship is particularly concerning in children and adolescents, where ongoing sleep disturbances can impact their emotional and psychological development.

Social and Familial Stress: The effects of untreated NREM Sleep Arousal Disorders extend beyond the individual to family members and caretakers. Petit et al. (2015) highlighted the stress and anxiety experienced by parents or partners of individuals with these disorders, often resulting from concern over the safety of their loved ones and the unpredictability of episodes.

Long-Term Health Consequences: There is also a concern about the potential long-term health consequences of chronic, untreated NREM Sleep Arousal Disorders. While direct causal links require further research, studies indicate that chronic sleep disturbances may be associated with cardiovascular, metabolic, and neurological disorders over time.

In summary, untreated NREM Sleep Arousal Disorders can have profound and wide-ranging implications, emphasizing the importance of early identification and appropriate management to mitigate these risks.

Summary

Non-Rapid Eye Movement (NREM) Sleep Arousal Disorders, encompassing conditions like sleepwalking and sleep terrors, present considerable challenges in diagnosis and management. Historically, these disorders were often misunderstood, sometimes leading to stigmatization or misdiagnosis. However, advancements in sleep medicine and a growing understanding of sleep disorders have shifted perspectives towards a more inclusive and compassionate approach.

The diagnostic process for NREM Sleep Arousal Disorders can be intricate, as it often requires distinguishing these conditions from other sleep disorders and psychiatric conditions. Guilleminault et al. (2005) highlighted the complexity of accurately diagnosing sleepwalking and sleep terrors, stressing the importance of thorough clinical evaluation and, in some cases, polysomnography (sleep studies) for accurate diagnosis.

The impact of NREM Sleep Arousal Disorders on an individual's identity, relationships, and daily life can be profound. A study by Stallman and Kohler (2016) discussed the potential for relationship disruptions, noting that the unpredictability of episodes can strain family dynamics and romantic relationships. This is especially challenging for children and adolescents, who may feel embarrassed or isolated due to their condition, impacting their social interactions and self-esteem.

Furthermore, the day-to-day functioning of individuals with these disorders can be significantly affected. Lopez et al. (2010) observed that the sleep disruption caused by frequent episodes can lead to daytime sleepiness, cognitive impairment, and decreased productivity, impacting academic and occupational performance. This can lead to a cycle of stress and anxiety, further exacerbating the disorder.

Historically, perspectives on NREM Sleep Arousal Disorders have evolved considerably. Early interpretations often lacked a scientific understanding, sometimes attributing these behaviors to psychological disturbances or supernatural influences. Modern research, as indicated by Petit et al. (2015), has shifted towards recognizing these disorders as complex conditions with physiological, psychological, and environmental underpinnings, advocating for a more empathetic and informed approach to treatment.

In conclusion, NREM Sleep Arousal Disorders are challenging both in terms of diagnosis and their impact on individuals' lives. Advances in research and a shift in societal understanding have led to more effective, compassionate treatment approaches, emphasizing the importance of addressing not only the physiological aspects but also the psychological and social repercussions of these disorders.

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